See PRINTED HEARING RECORD in the top left corner of this webpage.
WITNESS LIST:
ARTHUR LEVITT, JR.
Chairman
U.S. Securities and Exchange Commission
Washington, D.C.
MARY L. SCHAPIRO
President
NASD Regulation, Inc.
Washington, D.C.
PETER C. HILDRETH
President
North American Securities Administrators Association
Washington, D.C.
DAVID SHELLENBERGER
Chief of Licensing
Commonwealth of Massachusetts
Securities Division
Boston, MA
SAUL S. COHEN
Consulting Counsel
Electronic Traders Association
New York, NY