Oversight

Oversight Hearing on Section 529 College Savings Plans: High Fees, Inadequate Disclosure, Disparate State Tax Treatment and Questionable Broker Sales Practices

Date: September 30, 2004
Time: 10:30am
Location:

Witnesses

Panel 1

Mary L.

Schapiro

Vice Chairman and President of Regulatory Policy and Oversight

NASD

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Panel 1

Ernesto A.

Lanza

Senior Associate General Counsel

Municipal Securities Rulemaking Board

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Panel 2

The Honorable

Michael A.

Ablowich

Treasurer, State of New Hampshire

On behalf of the National Association of State Treasurers

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Panel 2

Richard O.

Davis

Deputy Executive Director for Finance and Administration

Utah Higher Education Assistance Authority

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Panel 2

Mercer E.

Bullard

Founder and President

Fund Democracy

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