The Permanent Subcommittee on Investigations held a hearing entitled “Oversight of Investment Banks’ Response to the Lessons of Enron.” The hearing was a continuation of Subcommittee hearings on the collapse of Enron Corp., focusing on the role of major financial institutions and how they contributed to Enron’s use of complex transactions to make the company look better financially than it was.
See PRINTED HEARING RECORD at the top left corner of this webpage.
WITNESS LIST:
PANEL 1:
MR. CHARLES O. PRINCE III
Chairman & Chief Executive Officer
Citigroup Global Corporate & Investment Bank
New York, New York
MR. DAVID C. BUSHNELL
Managing Director
Global Risk Management
Citigroup/Salomon Smith Barney
New York, New York
MR. RICHARD CAPLAN
Managing Director & Co-Head
Credit Derivatives Group
Salomon Smith Barney North American
Credit/Citigroup
New York, New York
MR. WILLIAM T. FOX III
Managing Director
Global Power & Energy Group
Citibank/Citigroup
New York, New York
PANEL 2:
MR. MICHAEL E. PATTERSON
Vice Chairman
J. P. Morgan Chase & Co.
New York, New York
MR. ANDREW T. FELDSTEIN
Managing Director
Co-Head Structured Products and Derivatives Marketing
J. P. Morgan Chase & Co.
New York, New York
MR. ROBERT W. TRABAND
Vice President
J. P. Morgan Chase & Co.
Houston, Texas
MR. ERIC N. PEIFFER
Vice President
J. P. Morgan Chase & Co.
New York, New York
PANEL 3:
MS. MURIEL SIEBERT
President and Chair
Muriel Siebert & Co., Inc.
New York New York
PANEL 4:
MR. RICHARD SPILLENKOTHEN
Director
Division of Banking Supervision & Regulation
The Federal Reserve
Washington, D.C.
MS. ANNETTE NAZARETH
Director
Division of Market Regulation
U. S. Securities and Exchange Commission
Washington, D.C.
MR. DOUGLAS W. ROEDER
Senior Deputy Comptroller for Large Bank Supervision
Office of the Comptroller of the Currency
Washington, D.C.
U.S. Senate Committee on Homeland Security & Governmental Affairs
340 Dirksen Senate Office Building Washington, DC, 20510
(202) 224-4751