Permanent Subcommittee on Investigations

Day Trading: Everyone Gambles But the House (Day 2)

Date: February 25, 2000
Time: 12:00am
Location: Room 342, Dirksen Senate Office Building
Agenda:

See PRINTED HEARING RECORD at the top left corner of this webpage. 

WITNESS LIST:

HARVEY I. HOUTKIN
Chief Executive Officer
All-Tech Direct
Montvale, New Jersey            

HENRY D. FAHMAN

President and Chief Executive Officer
Providential Securities
Fountain Valley, CA
    
JAMES H. LEE
President
Momentum Securities
Houston, Texas

LORI A. RICHARDS
Director
Office of Compliance Inspections & Examinations
U. S. Securities & Exchange Commission
Washington, D.C.

BARRY R. GOLDSMITH
Executive Vice President, Enforcement
NASD Regulation, Inc.,
Washington, D.C.

DEBORAH R. BORTNER
Director
Securities Division
Department of Financial Institutions
Olympia, WA

Related Links

Printed Hearing Record