See PRINTED HEARING RECORD at the top left corner of this webpage.
WITNESS LIST:
HARVEY I. HOUTKIN
Chief Executive Officer
All-Tech Direct
Montvale, New Jersey
HENRY D. FAHMAN
President and Chief Executive Officer
Providential Securities
Fountain Valley, CA
JAMES H. LEE
President
Momentum Securities
Houston, Texas
LORI A. RICHARDS
Director
Office of Compliance Inspections & Examinations
U. S. Securities & Exchange Commission
Washington, D.C.
BARRY R. GOLDSMITH
Executive Vice President, Enforcement
NASD Regulation, Inc.,
Washington, D.C.
DEBORAH R. BORTNER
Director
Securities Division
Department of Financial Institutions
Olympia, WA
U.S. Senate Committee on Homeland Security & Governmental Affairs
340 Dirksen Senate Office Building Washington, DC, 20510
(202) 224-2627