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The Role of the Financial Institutions In Enron’s Collapse (Day 1)

Permanent Subcommittee on Investigations

Location: Room 106, Dirksen Senate Office Building

Agenda

The Permanent Subcommittee on Investigations had two days of hearings on July 23rd and 30th entitled "The Role of the Financial Institutions In Enron’s Collapse."   These hearings were a continuation of Subcommittee hearings on the collapse of Enron Corp., focusing on the role of major financial institutions and how they contributed to Enron’s use of complex transactions to make the company look better financially than it actually was. 

See PRINTED HEARING RECORD at the top left corner of this webpage.

WITNESS LIST - JULY 23, 2002:

PANEL 1   

MR. ROBERT L. ROACH             
Counsel & Chief Investigator             
Permanent Subcommittee on Investigations

MR. GARY M. BROWN
Special Counsel
Committee on Governmental Affairs         

PANEL 2   

MR. LYNN E. TURNER
Former Chief Accountant
Securities & Exchange Commission
Broomfield, Colorado

MS. PAMELA M. STUMPP
            
Managing Director                
Chief Credit Officer, Corporate Finance Group    
Moody’s Investors Service            
New York, New York             

MR. JOHN C. DIAZ
Managing Director
Power & Energy Group
Moody’s Investors Service
New York, New York     

MR. RONALD M. BARONE
        
Managing Director                
Utilities, Energy & Project Finance Group    
Corporate and Government Ratings        
Standard & Poor's                
New York, New York

MR. NIK KHAKEE

Director
Structured Finance Group
Standard & Poor's
New York, New York

PANEL 3:    

MR. DONALD H. McCREE        
Mnaging Director                
J. P. Morgan Securities, Inc.            
New York, New York             

MR. ROBERT W. TRABAND
Vice President
JPMorgan Chase Bank
Houston, Texas

MR. JEFFREY W. DELLAPINA    
Managing Director    
JPMorgan Chase Bank
New York, New York

PANEL 4:    

MR. DAVID C. BUSHNELL            
Managing Director                
Global Risk Management            
Citigroup/Salomon Smith Barney        
New York, New York            

MR. JAMES F. REILLY, JR.

Managing Director
Global Power & Energy Group
Salomon Smith Barney/Citigroup
Houston, Texas

MR. RICHARD CAPLAN  
         
Managing Director & Co-Head        
Credit Derivatives Group            
Salomon Smith Barney North American     
Credit/Citigroup
NEw York, New York

MS. MAUREEN HENDRICKS
Senior Advisory Director
Salomon Smith Barney/Citigroup
New York, New York