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Oversight of Investment Banks' Response to the Lessons of Enron

Permanent Subcommittee on Investigations

Location: Room 342, Dirksen Senate Office Building

Agenda

The Permanent Subcommittee on Investigations held a hearing entitled "Oversight of Investment Banks' Response to the Lessons of Enron."  The hearing was a continuation of Subcommittee hearings on the collapse of Enron Corp., focusing on the role of major financial institutions and how they contributed to Enron's use of complex transactions to make the company look better financially than it was.

See PRINTED HEARING RECORD at the top left corner of this webpage.

WITNESS LIST:

PANEL 1:

        MR. CHARLES O. PRINCE III        
        Chairman & Chief Executive Officer    
        Citigroup Global Corporate & Investment Bank    
        New York, New York    

        MR. DAVID C. BUSHNELL
        Managing Director
        Global Risk Management
        Citigroup/Salomon Smith Barney
        New York, New York

        MR. RICHARD CAPLAN        
        Managing Director & Co-Head        
        Credit Derivatives Group            
        Salomon Smith Barney North American     
        Credit/Citigroup             
        New York, New York

        MR. WILLIAM T. FOX III
        Managing Director    
        Global Power & Energy Group
        Citibank/Citigroup
        New York, New York
                
PANEL 2:

        MR. MICHAEL E. PATTERSON        
        Vice Chairman                   
        J. P. Morgan Chase & Co.               
        New York, New York             
                            
        MR. ANDREW T. FELDSTEIN
        Managing Director
        Co-Head Structured Products and Derivatives Marketing        
        J. P. Morgan Chase & Co.
        New York, New York

        MR. ROBERT W. TRABAND         
        Vice President                 
        J. P. Morgan Chase & Co.            
        Houston, Texas                 

        MR. ERIC N. PEIFFER
        Vice President
        J. P. Morgan Chase & Co.
        New York, New York

PANEL 3:

        MS. MURIEL SIEBERT             
        President and Chair             
        Muriel Siebert & Co., Inc.            
        New York New York            

PANEL 4:

        MR. RICHARD SPILLENKOTHEN    
        Director                 
        Division of Banking Supervision & Regulation    
        The Federal Reserve            
        Washington, D.C.                 

        MS. ANNETTE NAZARETH
        Director
        Division of Market Regulation
        U. S. Securities and Exchange Commission
        Washington, D.C.
        
        MR. DOUGLAS W. ROEDER
        Senior Deputy Comptroller for Large Bank Supervision
        Office of the Comptroller of the Currency
        Washington, D.C.