Examining the Efficiency, Stability, and Integrity of the U.S. Capital Markets
Joint hearing of the Permanent Subcommittee on Investigations and the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing and Urban Affairs
Location: Room 538, Dirksen Senate Office Builidng
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Member Statements
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Senator Carl Levin D (MI)Download Statement (283k)
Agenda
The Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs and the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs held a joint hearing entitled, “Examining the Efficiency, Stability, and Integrity of the U.S. Capital Markets.” Hearing witnesses included representatives from the Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority, and trading experts.
Witnesses
Panel 1
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THE HONORABLE MARY SCHAPIRODownload Testimony (52k)ChairmanU.S. Securities and Exchange CommissionWashington, DC
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The Honorable Gary GenslerDownload Testimony (62k)ChairmanU.S. Commodity Futures Trading CommissionWashington, DC
Panel 2
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JAMES J. ANGEL, Ph.D., CFADownload Testimony (1273k)Associate Professor of FinanceGeorgetown University McDonough School of BusinessWashington, DC
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MR. THOMAS PETERFFYDownload Testimony (130k)CEOInteractive BrokersGreenwich, CT
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MR. MANOJ NARANGDownload Testimony (19k)CEOTradeworxRed Bank, NJ
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MR. KEVIN CRONINDownload Testimony (1819k)Global Head of Equity TradingInvesco Ltd.Atlanta, GA
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MR. STEPHEN LUPARELLODownload Testimony (28k)Vice ChairmanFinancial Industry Regulatory AuthorityWashington, DC