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Day Trading: Everyone Gambles But the House (Day 2)

Permanent Subcommittee on Investigations

Location: Room 342, Dirksen Senate Office Building

Agenda

See PRINTED HEARING RECORD at the top left corner of this webpage. 

WITNESS LIST:

HARVEY I. HOUTKIN
Chief Executive Officer
All-Tech Direct
Montvale, New Jersey            

HENRY D. FAHMAN

President and Chief Executive Officer
Providential Securities
Fountain Valley, CA
    
JAMES H. LEE
President
Momentum Securities
Houston, Texas

LORI A. RICHARDS
Director
Office of Compliance Inspections & Examinations
U. S. Securities & Exchange Commission
Washington, D.C.

BARRY R. GOLDSMITH
Executive Vice President, Enforcement
NASD Regulation, Inc.,
Washington, D.C.

DEBORAH R. BORTNER
Director
Securities Division
Department of Financial Institutions
Olympia, WA